Luis Bazoberry

Luis Bazoberry has a diverse work experience spanning several roles and industries.

Luis currently holds the position of VP, Compliance Risk Officer at DR Bank, starting in February 2022.

Prior to this, Luis worked at Praxell from 2015 to 2022, taking on various roles within the compliance department. As a Compliance Officer, they were responsible for designing and implementing the Compliance program and making decisions regarding partner/customer onboarding. As a Compliance Manager, Luis conducted due diligence for partner onboarding and performed internal audits to test the efficacy of internal controls. Luis also collaborated on the planning and implementation of audit procedures. In their earlier position as a Corporate Compliance and AML Analyst, Luis conducted daily checks for AML monitoring, implemented improved processes and controls to decrease dispute losses, and worked with the Chief Compliance Officer to enhance existing policies.

Luis also served as the Corporate Secretary at Vision de Ayuda Inc. from 2015 to 2016. In this role, they provided oversight to ensure compliance with regulations and ethical behavior, maintained records, and acted as a liaison between the organization and contributors.

In 2014, Luis participated in the Santander Portfolio Management Competition as the Lead Portfolio Manager. Luis led a team to second place, performing fundamental analysis and regression analysis to select stocks.

Finally, Luis gained administrative support experience at Weill Cornell Medical College from 2012 to 2014. Luis collaborated on planning and implementing new business processes, performed data entry tasks, and maintained confidentiality.

Overall, Luis Bazoberry's work experience highlights their expertise in compliance, risk management, auditing, and leadership in various industries.

Luis Bazoberry's education history includes attending the Zicklin School of Business, where they pursued a Bachelor of Business Administration (B.B.A.) degree with a focus on Accounting and Economics. Luis also studied at the CUNY New York City College of Technology, specializing in Civil Engineering Technology. However, the specific start and end years for these educational experiences are not provided.