DFP Partners
Joann S. Hom is an accomplished finance professional with extensive experience in accounting and management. Currently serving as Controller at DFP Partners since November 2015, Joann has previously held various managerial roles at White & Case LLP from June 2009 to November 2015, including Manager of Partner Matters, Accounts Payable, Payroll Accounting, and Special Projects. Prior experience includes the role of Senior Accountant at Scape Abilities from June 2003 to June 2009 and managerial accounting positions at Sullivan & Cromwell LLP from 1987 to 1996. Joann holds a Bachelor's degree in Accounting and Finance from Brooklyn College.
DFP Partners
For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and compliance services. During that time, we’ve built a team of dynamic accountants and consultants who bring their exceptional energy and imagination to each of our client’s challenges. We a pledge to always serve the best interests of our clients above anything else. At DFP Partners, we know our clients are entrepreneurs with little time to wrestle with the intricacies of securities regulation. That’s why we’ve built our business around managing your regulatory burdens as if they are our own — freeing you to focus on what you do best. Our offerings include, compliance consulting, registration services, accounting and tax support, and outsourced principal roles such as, Financial and Operations Principal (FinOp), Chief Compliance Officer (CCO), Chief Financial Officer (CFO) and Principal Operations Officer (POO). Additionally, we provide independent anti-money laundering testing, cybersecurity procedures and training, and branch inspection programs. We can also manage your new or continuing membership applications.