DFP Partners
Ronald Pashen, CAMS, currently serves as a Compliance Associate and Registration Associate at DFP Partners since August 2021. Prior experience includes a role as a Document Validation Specialist at Protiviti from February 2021 to April 2021, where duties involved assessing the validity of documents for Payroll Protection Plan loan applicants and supporting KYC/KYB efforts. Ronald spent five years at Babylon Village Pool, initially as a Lifeguard before advancing to Manager, overseeing operations and ensuring compliance with safety standards. Ronald holds a Master of International Affairs with a special concentration in International Security from Baruch College and a Bachelor of Arts in International Relations from the University of Delaware.
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DFP Partners
For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and compliance services. During that time, we’ve built a team of dynamic accountants and consultants who bring their exceptional energy and imagination to each of our client’s challenges. We a pledge to always serve the best interests of our clients above anything else. At DFP Partners, we know our clients are entrepreneurs with little time to wrestle with the intricacies of securities regulation. That’s why we’ve built our business around managing your regulatory burdens as if they are our own — freeing you to focus on what you do best. Our offerings include, compliance consulting, registration services, accounting and tax support, and outsourced principal roles such as, Financial and Operations Principal (FinOp), Chief Compliance Officer (CCO), Chief Financial Officer (CFO) and Principal Operations Officer (POO). Additionally, we provide independent anti-money laundering testing, cybersecurity procedures and training, and branch inspection programs. We can also manage your new or continuing membership applications.