For over 40 years, DFP Partners has been a committed ally to Broker-Dealers,  Registered Investment Advisers, and other financial services firms looking for accounting and compliance services.

During that time, we’ve built a team of dynamic accountants and consultants who bring their exceptional energy and imagination to each of our client’s challenges. We a pledge to always serve the best interests of our clients above anything else.

At DFP Partners, we know our clients are entrepreneurs with little time to wrestle with the intricacies of securities regulation. That’s why we’ve built our business around managing your regulatory burdens as if they are our own — freeing you to focus on what you do best.

Our offerings include, compliance consulting, registration services, accounting and tax support, and outsourced principal roles such as, Financial and Operations Principal (FinOp), Chief Compliance Officer (CCO), Chief Financial Officer (CFO) and Principal Operations Officer (POO). 

Additionally, we provide independent anti-money laundering testing, cybersecurity procedures and training, and branch inspection programs. We can also manage your new or continuing membership applications.

Accounting

Risk & Compliance

DFP Partners

Hale Halasy

Gary Fox

John Cullinane

James Doherty

Scott Daniels

Laura Kelleman

Tatiana Nallbani

Roshni Drepaul

Peter Sinelnikov

Matt Butler

Doreen Vega

Anthony Shaw

Casey M.

The Accounting Team at DFP Partners is dedicated to providing comprehensive accounting and tax support to Broker-Dealers, Registered Investment Advisers, and other financial services firms. This dynamic team handles financial reporting, bookkeeping, tax preparation, audits, and financial planning, ensuring compliance with securities regulation. They work closely with clients to manage their financial operations efficiently, allowing them to focus on business growth and strategic initiatives.

Accounting Team

Compliance and Legal Team

Leadership Team

Accounting Team

About

Team members

Other teams at DFP Partners

Compliance and Legal Team

Leadership Team