Dunham
Viktoria Palermo has a diverse work experience in the financial industry. Viktoria is currently working as the Chief Compliance Officer at Dunham, a registered investment adviser and broker/dealer. Prior to this, they served as the Operations Manager and Chief Compliance Officer/AML Officer at Lucia Capital Group from 2018 to 2021. Viktoria also worked as the Chief Compliance Officer/AML Officer at Lucia Securities, LLC from 2017 to 2021. Before that, they held various roles at First Allied Securities, LPL Financial, and Sprott Global Resources Investments, where they gained experience in supervision, compliance, and trading operations. Their responsibilities included overseeing daily operations, conducting internal audits, ensuring regulatory compliance, and resolving trade and account discrepancies. Overall, Viktoria Palermo has a strong background in compliance and operations within the financial industry.
Viktoria Palermo attended EHL - Ecole Hoteliere de Lausanne in Lausanne, Switzerland from 1999 to 2002. Viktoria obtained a Bachelor of Science degree in International Hospitality Management during this time. Apart from their formal education, Viktoria also holds additional certifications such as the FINRA Series 24, 4, 51, 7, 66, and 63 from the Financial Industry Regulatory Authority (FINRA) and a Green Belt Certification from the Lean Six Sigma Institute LLC.
Dunham
In 1985, Dunham & Associates Investment Counsel Inc., (“Dunham”) was founded with the uncommon idea that fees paid by clients should be tied, in some way, to the performance of the investments they own. Today, Dunham and its affiliate Dunham Trust Company (“DTC”) have grown to become a multi-billion dollar firm, but we are still driven by the values of fairness and accountability that the firm was founded on more than three decades ago. Important Disclosure: Dunham & Associates Investment Counsel Inc., reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. Dunham & Associates Investment Counsel Inc. will not accept purchase or sale orders via LinkedIn or its messaging systems. Dunham & Associates Investment Counsel Inc. is not responsible for content posted by third-parties. Statements and messages for US residents only and subject to the following terms; https://www.dunham.com/. Dunham & Associates Investment Counsel, Inc. offers access to trust services through Dunham Trust Company, an affiliate of Dunham. Dunham & Associates Investment Counsel, Inc. is a Registered Investment Adviser and Broker/Dealer. Member FINRA/SIPC. Third-party posts found on this profile/page do not reflect the views of Dunham & Associates Investment Counsel, Inc. (“DAIC”). They have not been reviewed by DAIC as to accuracy or completeness.