Viktoria Palermo

Viktoria Palermo has a diverse work experience in the financial industry. Viktoria is currently working as the Chief Compliance Officer at Dunham, a registered investment adviser and broker/dealer. Prior to this, they served as the Operations Manager and Chief Compliance Officer/AML Officer at Lucia Capital Group from 2018 to 2021. Viktoria also worked as the Chief Compliance Officer/AML Officer at Lucia Securities, LLC from 2017 to 2021. Before that, they held various roles at First Allied Securities, LPL Financial, and Sprott Global Resources Investments, where they gained experience in supervision, compliance, and trading operations. Their responsibilities included overseeing daily operations, conducting internal audits, ensuring regulatory compliance, and resolving trade and account discrepancies. Overall, Viktoria Palermo has a strong background in compliance and operations within the financial industry.

Viktoria Palermo attended EHL - Ecole Hoteliere de Lausanne in Lausanne, Switzerland from 1999 to 2002. Viktoria obtained a Bachelor of Science degree in International Hospitality Management during this time. Apart from their formal education, Viktoria also holds additional certifications such as the FINRA Series 24, 4, 51, 7, 66, and 63 from the Financial Industry Regulatory Authority (FINRA) and a Green Belt Certification from the Lean Six Sigma Institute LLC.