Robin James

Robin James is an accomplished professional with extensive experience in compliance and operational management across various financial institutions. Currently serving as Sr. Operating Rules Integrity & Compliance Manager at Early Warning® since February 2013, Robin oversees compliance with company operating rules and manages the exception/waiver process. Previous roles at Early Warning® include Network Rules Integrity & Compliance Manager and Enterprise Compliance Specialist, where responsibilities included compliance program management and regulatory research. Earlier, positions at US Bank involved detailed compliance assessments for the Board of Directors, while roles at AmTrust Bank focused on audit rectification and compliance standards. Robin began a career at Fleet Bank as Assistant Manager and holds an educational background from Manhattan University.