Mark Salerno

Mark Salerno has a strong background in compliance and regulatory roles within the financial industry. Mark started their career as a Compliance & AML Officer at Dundee Goodman Private Wealth in 2013, where they served until January 2016. After that, they joined IIROC as an Examiner, focusing on Business Conduct Compliance, from January 2016 to May 2018. Following IIROC, Salerno held the position of Director of Compliance at Echelon Wealth Partners starting May 2018. In November 2018, they transitioned to their current role as Chief Compliance Officer at Echelon Partners USA Inc.

Mark Salerno obtained an Honours Bachelor of Business Administration (BBA) degree from the University of Guelph from 2011 to 2013. During the same period, they also completed a Business Administration Diploma with a Marketing specialization at Humber College. Prior to that, from 2008 to 2011, they earned an Honours Business Administration Diploma with a Management specialization from Seneca Polytechnic.

Mark also holds various certifications from the Canadian Securities Institute (CSI) including the Branch Managers Course, Canadian Securities Course (CSC), Certificate in Investment Dealer Compliance, Chief Compliance Officers Course, and Conduct and Practices Handbook (CPH). The specific months and years of obtaining these certifications are not provided.