Justin Buller Iaccp®

Chief Compliance Officer at Empirical Wealth Management

Justin Buller IACCP® has over two decades of work experience in the financial industry. Justin currently serves as the Chief Compliance Officer at Empirical Wealth Management. Prior to this role, Justin worked at Zevenbergen Capital Investments, where they held various positions including Chief Compliance Officer, Operations Manager, Head Equity Trader, and Investment Associate. In these roles, they were responsible for interpreting regulatory requirements, developing policies and procedures for compliance, training teams on new regulations, executing equity transactions, developing trading strategies, and managing broker commissions.

Justin Buller IACCP® attended Seattle University from 1992 to 1996, where they obtained a Bachelor of Business Administration (BBA) degree with a focus on Finance, General. In addition, they obtained the IACCP certification from NRS in December 2008.

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Timeline

  • Chief Compliance Officer

    January, 2021 - present