Deb Quach Beck is a seasoned compliance professional with experience in various roles within the financial industry. She has a strong background in building out broker dealer compliance programs, coordinating with product and technology teams, and preparing for the launch of services and websites. Deb has also held roles in conducting market and trading surveillance, supervising compliance associates, and providing oversight in compliance, supervision, and risk monitoring. Her expertise in regulatory compliance and risk management make her a valuable asset to any organization.
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