Equity Services, Inc.
Penny Vinson has extensive experience in compliance and client services within the financial sector. Currently serving as a Senior Compliance Associate at Equity Services, Inc. since May 2021, Penny is responsible for the surveillance of electronic communications and the investigation of potential compliance issues. Prior to this role, Penny contributed to Waddell & Reed from February 2006 to May 2021, where responsibilities included serving as Senior OSJ Principal and Specialist Investment Advisory, alongside various client service roles. Earlier career experiences include working as a Special Education Paraprofessional at Cole Camp R-1 School District and a Secretary at Sedalia #200 School District, focusing on children with developmental delays. Penny is pursuing a Bachelor of Business Administration at the University of Arkansas Grantham.
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Equity Services, Inc.
Since its founding in 1968, Equity Services, Inc. (ESI) has been committed to making investing as successful as possible for clients while also recognizing that today's investing environment is one of constantly increasing complexity. ESI's products and services are designed to form the critical foundation required to implement sophisticated planning and investing strategies which take advantage of today's opportunities while seeking to manage risk. As a member of National Life Group®, ESI is part of a diversified family of financial services companies providing investment professionals a comprehensive portfolio of financial products and services. ESI is a Broker-Dealer and Registered Investment Adviser affiliate of National Life Insurance Company – a diversified financial services company with roots going back to 1848. Since that time, the affiliates of National Life have adhered to guiding principles of quality and integrity - elements essential to its corporate character today. Securities and investment advisory services are offered solely by Equity Services, Inc., Member FINRA (www.FINRA.org)/SIPC (www.SIPC.org), Broker/Dealer and Registered Investment Adviser, One National Life Drive, Montpelier, Vermont, 05604, 802-229-3900. National Life Group is a trade name representing various affiliates, which offer a variety of financial service products. Each company of National Life Group is solely responsible for its own financial condition and contractual obligations. TC66814(0915)