Dennis Lowenfels

Dennis Lowenfels has extensive experience in compliance roles within the financial services industry. Currently serving as Chief Compliance Officer at Exchange Traded Concepts, LLC since May 2018, Dennis oversees compliance for an SEC-registered RIA that specializes in private label exchange-traded funds. Prior roles include Chief Compliance Officer at BNY Mellon HedgeMark, where responsibilities encompassed compliance for both an SEC registered investment adviser and a FINRA-member broker-dealer, as well as Director of Compliance for Bank of New York Mellon Asset Servicing. Dennis also held key compliance positions at Salus Capital Partners, HGI Asset Management Holdings, GFI Group, Knight Equity Markets, Computershare LTD, Barkley Trading LLC, and Datek Online Brokerage Services LLC. Dennis holds a Bachelor’s degree in Business Management from SUNY Geneseo.