Exemplar Companies
Michael Tuohy provides regulatory guidance and resolves complex compliance issues for financial services companies
Efficiently manages regulatory risk.
He is experienced as a commodities broker and mortgage broker and performs compliance audits of fixed income trade reporting, fixed income mark-up/mark-down & commissions, large option position reporting, OATs reporting, trade-away process, free deliveries and receives wire transfers, and prime brokerage.
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Exemplar Companies
Innovative new economy professional services firm specializing in servicing the needs of fast growing companies in all phases of development.