Brad Ziemba

Brad Ziemba has a long history of working in the financial services industry. Brad began their career in 2000 as a Senior Relationship Specialist with Charles Schwab. In 2002, they moved to Morgan Keegan & Co Inc as a Technical Analyst in the Investment Management Consulting Group. In 2003, they became the Chief Compliance Officer at Duncan-Williams, Inc. In 2013, they were promoted to VP, Compliance Officer Fixed Income Capital Markets at D.A. Davidson & Co. In 2016, they were appointed Deputy Chief Compliance Officer at Elementum Advisors, LLC. In 2018, they moved to Cabrera Capital Markets, LLC as the Chief Compliance Officer. Brad currently holds the same position at Finalis.

Brad Ziemba obtained a Bachelor of Business Administration (B.B.A.) in Finance from The University of Memphis in 1997. Brad then went on to earn a Master of Business Administration (MBA) from the University of Notre Dame - Mendoza College of Business in 2015. Additionally, they hold a FINRA Series 7 * 9 * 10 * 24 * 63 * 65 * 87 certification from FINRA.