Leadership Team
About
The Leadership Team at FINRA guides the organization's strategic direction, ensuring its mission to protect investors is upheld through effective governance and oversight. Comprised of senior executives from various disciplines, including finance, technology, and regulatory compliance, they collaborate to develop policies, enhance investor education, and promote fair practices within the broker-dealer industry. This team plays a crucial role in shaping the future of market regulation and maintaining integrity in financial services.
Team members
Denise Dombay
SVP & Chief Audit Executive
Gerri Walsh
President, FINRA Foundation & ...
Greg Ruppert
EVP, Member Supervision
Jonathan S. Sokobin
EVP & Chief Economist
Maureen Delaney
SVP & Chief Hearing Officer
Rainia L. Washington
EVP, CHRO
Robert L.D. Colby
EVP & CLO
Robert W. Cook
President & CEO
Steven J. Randich
EVP & CIO, Technology
Todd T. Diganci
EVP & CFO