FINRA


FINRA is a not-for-profit organization authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly.

Industries

Employees

1,001-5,000

Links


Org chart

Robert W. Cook
President & CEO
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Steven J. Randich
EVP & CIO, Technology
Jonathan S. Sokobin
EVP & Chief Economist
Denise Dombay
SVP & Chief Audit Executive
Maureen Delaney
SVP & Chief Hearing Officer
Karinya Verghese
Chief of Staff to the Chief Financial and Administration Officer (CFAO) and Vice President of Strategic Operations
Jacqueline Perrell
SVP & Chief of Staff
Abby Slonecker
SVP & Chief of Staff
Marcia E. Asquith
EVP, Board & External Relations
Timothy Thompson
SVP, Enterprise & Financial Solutions
Robert Renner
SVP, Finance & Administration
Jeffrey Kalinowski
SVP, Finance & Administration
Tim Mountz
Senior Vice President and Chief Litigation Counsel
Gerri Walsh
President, FINRA Foundation & SVP, Investor Education
Anonymous
EVP, Market Regulation & Transparency Services

Board & advisors

Wendy Lanton
Governor
Peggy Ho
Governor
Gus Sauter
Governor
Scott Curtis
Chair and Industry Governor
Erik Sirri
Board Governor
Stephen Luparello
Board Governor
Erin Baskett
Board Member


Offices