FINRA is a not-for-profit organization authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly.

Bari Havlik
EVP, Member Supervision
Todd T. Diganci
EVP, Chief Financial Officer and Chief Administrative Officer
Marcia E. Asquith
EVP, Board and External Relations
Steven J. Randich
EVP and CIO, Technology
Robert L.D. Colby
Chief Legal Officer
Jessica Hopper
EVP, Head of Enforcement
Gene DeMaio
EVP, Options Regulation
Holly Lokken
SVP, Market Regulation
Jon Kroeper
EVP, Quality of Markets
Jonathan S. Sokobin
SVP and Chief Economist
Maureen Delaney
EVP & Chief Hearing Officer
Nathaniel Stankard
SVP & Senior Advisor to the CEO
Ola Persson
SVP, Transparency Services
Rainia L. Washington
Denise Dombay
SVP, Chief Audit Executive
Sarah Wallis
Vice President, Enforcement Strategic Technology Programs
Lisa Horrigan
SVP, Chief of Staff
Racquel Russell
SVP, Director of Capital Markets

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