FINRA
About
FINRA is a not-for-profit organization authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly.
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Robert W. Cook
President and CEO
Bari Havlik
EVP, Member Supervision
Todd T. Diganci
EVP, Chief Financial Officer and Chief Administrative Officer
Marcia E. Asquith
EVP, Board and External Relations
Steven J. Randich
EVP and CIO, Technology
Robert L.D. Colby
Chief Legal Officer
Jessica Hopper
EVP, Head of Enforcement
Michael Hourigan
SVP and Chief Audit Executive
Gene DeMaio
EVP, Options Regulation
Holly Lokken
SVP, Market Regulation
Jon Kroeper
EVP, Quality of Markets
Jonathan S. Sokobin
SVP and Chief Economist
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