Yun Ting Shan

Yun Ting Shan, CAMS, is a seasoned compliance professional with extensive experience in financial markets and regulatory compliance. Currently serving as a Compliance Analyst within the Financial Markets Compliance Control Room at National Bank Financial, responsibilities include managing watch lists, monitoring sales and trading activities, and ensuring adherence to Securities Regulations. Previous roles include Compliance Officer at PEAK Financial Group, where registration processes and due diligence for new advisors were managed, as well as a Due Diligence Officer at BNP Paribas, focusing on KYC screening. With a Bachelor of Commerce in Finance from Concordia University and a background that spans customer service and finance roles, Yun Ting Shan possesses a well-rounded skill set in compliance and financial analysis across various sectors.