Foreside Financial is a financial services company that specializes in the fields of regulatory compliance, fund CCO compliance, alternative investment compliance, and consulting solutions. Its services include fund, broker-dealer and advisor compliance services, distribution consulting, and legal underwriting.

Consulting

Information Technology

Risk & Compliance

Foreside Financial Group

Richard Berthy

Mark Dow

Tom Celestino

Adam O'Connor CAMS, CLU ®

Courtney Farrell

Ken Kalina

Kristin Bathe

Jenni Brunner

Christine Venuti

The Leadership Team at Foreside Financial Group guides the strategic direction of the company, ensuring compliance and operational excellence across all financial services. Comprising experts in regulatory compliance, fund management, and enterprise solutions, the team collaborates to develop innovative strategies that foster growth while adhering to industry regulations. Their collective expertise drives Foreside’s commitment to providing top-tier consulting and compliance services to clients in the financial sector.

Leadership Team

Compliance Team

Finance and Operations Team

Leadership Team

About

Team members

Other teams at Foreside Financial Group

Compliance Team

Finance and Operations Team