Gar Wood Securities, LLC
Michael Tattas has over two decades of experience in compliance and financial management within the securities industry. Currently serving as the Chief Compliance Officer at Gar Wood Securities since 2007, Michael previously held the position of Chief Financial Officer and Chief Compliance Officer at Turning Point Securities, LLC from June 2001 to April 2010. Additional experience includes serving as a Compliance Officer at Sydan LP from 2000 to 2004 and as Manager of Market Regulation and Membership at the Chicago Stock Exchange from 1996 to 2000. Michael's extensive expertise in regulatory compliance and financial oversight underscores a significant commitment to the standards of the securities market.
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Gar Wood Securities, LLC
Gar Wood Securities, LLC is an industry leading institutional broker-dealer that is known for award winning customer service and prime brokerage clearing.The firm provides investment banking, capital introduction, agency execution, multi-custody and asset class clearing, stock loan, portfolio margin, and a suite of customizable portfolio and riskreports.Its clients include money managers, active traders and family offices. Additionally, Gar Wood supports a network of independent brokers, which use Gar Wood’s infrastructure, operations and compliance oversight to help service and manage their brokerage businesses.We help our clients to effectively and efficiently manage their business through our clearing and custodial relationships with COR Clearing and Interactive Brokers. Trading solely on an agency basis, we are equipped with leading-edge technology and analytic tools enabling us to handle a wide variety of trading strategies. The firm is a registered Broker Dealer and member of FINRA, NFA and SIPC.For additional information about Gar Wood Securities, LLC please visit: www.garwoodsecurities.net