Trish Pokuta

Consultant Operations & Compliance at Gar Wood Securities, LLC

Trish Pokuta's work experience is as follows:

- From May 2019 onwards, Trish has worked as a Consultant in Operations & Compliance at Gar Wood Securities, LLC.

- Since August 2013, Trish has been a Consultant at RPM Financial Markets Group.

- From April 2018 to May 2019, Trish worked as a Strategic Advisor in Operations and Compliance at Davidsohn Global Technologies, Inc.

- Trish served as the Chief Compliance Officer (CCO) at SpiderRock EXS, LLC from June 2014 to July 2018.

- Trish was the Chief Operating Officer (COO) at ABN Amro Clearing Chicago LLC (Fortis Clearing Americas) from 2007 until August 2012.

- Trish held the position of VP Futures Clearing at RBS Global Banking & Markets from August 2006 to October 2007.

- Trish briefly worked as the Executive Director of Operations at VanthedgePoint Securities, LLC from January 2006 to June 2006.

- From 2004 to 2005, Trish served as the Senior Vice President (SVP) and Head of Operations Development at Calyon Financial.

- Trish also worked as the SVP of Global Equity/Derivative Operations at Calyon Financial, Inc. from 2002 to 2004.

- Trish began their career at Carr Futures/ Calyon Financial, where they held the position of FVP Global Equity/Derivative Operations from December 1997 onwards.

Trish Pokuta obtained a Masters Certificate in "Business Analysis" from Villanova University in 2013. Prior to that, they attended LaPorte Business College, where they studied Finance. Trish Pokuta also holds several certifications from FINRA, including Series 24, Series 27, Series 3, Series 4, Series 63, and Series 7. However, the specific dates of when these certifications were obtained are not provided.

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