Guardian Capital Group Limited is a Canada-based financial services company. The Company serves the wealth management needs of a range of clients. It operates through three segments: institutional and private wealth investment management; financial advisory, which includes an insurance managing general agency (MGA), a mutual fund dealer and a securities dealer (together, the Dealers), and corporate activities and investments. The Company's service areas include institutional investment management, private wealth management, financial advisory services, mutual fund dealership, securities dealership, managing general agency and private banking. It provides Separately Managed Accounts (SMA) and Unified Managed Accounts (UMA) investment management solutions. It offers solutions that span the asset class spectrum, including domestic and global equities, fixed income and balanced strategies. It offers pooled funds and acts as sub-advisor to investment pools offered by insurance companies.

Investment Management

Guardian Capital Group

George Mavroudis

Sera Kim

Ruchi Sharma

Kim Hollon

Matthew Turner

Robin Lacey

Donald Yi

Barry Gordon

Rob McLean

Laura Ryan Cpa, Ca

Joe Reid

Paula Dunlop

Michael Barkley Cfa

David Coon

Mike Christodoulou

Denis Larose

James Pendlebury

Rick Britnell

Rachel Hindson

The Compliance and Regulatory Affairs team at Guardian Capital Group is responsible for ensuring that the company's operations adhere to legal and regulatory standards. They develop and implement compliance programs, monitor industry regulations, and provide guidance on legal matters. This team plays a critical role in mitigating risks, ensuring ethical conduct, and maintaining the integrity of the company's financial services across its diverse segments.

Compliance and Regulatory Affairs

Leadership Team

Compliance and Regulatory Affairs

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Team members

Other teams at Guardian Capital Group

Leadership Team

Investment Management