Maria Rosen

Managing Director, Senior Regulatory Counsel, Head Of Private Funds Compliance at Guggenheim Partners

Maria Rosen is a seasoned legal and compliance professional currently serving as Managing Director, Senior Regulatory Counsel, and Head of Private Funds Compliance at Guggenheim Partners since April 2013. Previously, Maria held the role of Managing Director and Senior Regulatory Counsel in Central Compliance at Bank of America Merrill Lynch for approximately one year. Additional experience includes serving as Director at Caxton Alternative Management LP and Corporate Counsel at Caxton Associates, along with a consultancy position at Caxton Alternative Management LP. Maria holds a Juris Doctor degree from Brooklyn Law School and a Bachelor of Arts in Comparative Literature from Hamilton College.

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