Karen Hastings has a vast experience in compliance management, including roles such as Senior Compliance Manager at Handelsbanken Wealth & Asset Management, Compliance Monitoring and QA Manager at Uphold Inc., and Compliance Manager at B&CE. With a background in Politics, Philosophy, and Economics, Karen has specialized expertise in GDPR and Data Protection requirements, FCA handbook, SII, and Senior Managers Regime. Throughout their career, Karen has excelled in regulatory reporting, monitoring business functions, and providing expert regulatory advice. Karen has effectively led compliance monitoring teams and supported operations managers in ensuring adherence to regulatory and industry rules.
January, 2022 - present
Senior Compliance Manager South And West Europe at Pimco Prime Real Estate
Senior Compliance Manager - MLRO at Convera Corporation
Senior Compliance Manager at Creative Planning
Senior Compliance Manager - Head Of Global Reviews And Testing at Klarna
Senior Compliance Manager at BG Products, Inc.
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