Evan Smith

Legal And Compliance Operations Manager at Harbor Capital Advisors, Inc.

Evan Smith currently serves as the Legal and Compliance Operations Manager and Compliance Officer at Harbor Capital Advisors, Inc., a position held since June 2023. Prior to this role, Evan was the Agency Supervisory Officer and Compliance Officer at MassMutual Idaho in 2022-2023, overseeing the activities of registered representatives and detached offices. From 2017 to 2022, Evan was Co-Chief Compliance Officer at Bumped, a FINRA regulated Broker-Dealer, where responsibilities included working cross-functionally on a stock rewards program and managing compliance and operations as a supervisory principal. Evan's career began as a Data and Operations Analyst, providing analytical support to identify consumer spending trends and build operational processes. Educational qualifications include a Master of Science in Finance from the University of Utah - David Eccles School of Business and a Bachelor of Science in Economics and Environmental Science from the University of Utah.

Links

Previous companies

Bumped logo

Org chart