The Operations and Compliance Team at Harbour Investments, Inc. ensures the seamless functioning of the firm’s brokerage activities while adhering to industry regulations and best practices. This team is responsible for overseeing transaction compliance, managing transitions, supporting representatives, and enhancing operational efficiency, all while prioritizing integrity and personalized service. Their efforts help maintain Harbour's reputation as a trusted and award-winning broker dealer.
Angie Hellenbrand
Transition & Advisory Speciali...
Ava Davisson
Operations Assistant
Harbour Compliance
Compliance
Jim Dushek
Vice President Operations
Kyle Kopitzke
Interim RIA Chief Compliance O...
Megan Smith
Recruiting & Transition Assist...
Michael Dell'Olio
Information Systems Specialist
Nikki Dahm
Operations Assistant
Robert Wuetrich
Operations Assistant
Tony Smith Cams
Transaction Compliance Princip...
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