The Risk Management and Compliance team at Heartland Financial USA is dedicated to identifying, assessing, and mitigating risks associated with financial operations and regulatory requirements. This team works collaboratively to ensure compliance with laws and regulations, conducts thorough loan reviews, monitors financial crimes, and implements proactive strategies to safeguard the organization’s integrity while supporting business objectives. Their efforts help maintain a secure banking environment for both individual and business clients.
Chris Spellman
Senior Vice President & Corpor...
Dan Golden
Senior Compliance Testing Offi...
Emmett Lyons
Officer, Compliance Programs M...
Erica Clesse
Vice President, Senior Complia...
Lisa Austin Boyuk
Financial Crimes Risk Manager,...
Lynae Thomas
Business Risk Partner, Vice Pr...
Nick Oar
Compliance Testing Manager
Sarah Bowers
Avp/senior Compliance Program ...
Sherry Jaquez-Rossi
Compliance Officer Ii, Vice Pr...
Tracy Swaim
Fraud Risk Manager
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