Hennion & Walsh
Francis Fay is a seasoned financial professional with extensive experience in compliance and asset management. Currently serving as a Compliance Officer at Hennion & Walsh since February 2022, Francis previously held notable positions including Executive Director at David Lerner Associates, Inc., overseeing over 300 clients with assets surpassing $12 million, and Executive Director at JPMorgan Chase & Co., responsible for compliance and risk management within Asset Management Operations. With a strong background in financial oversight, portfolio management, and operational efficiency, Francis has contributed to key projects and initiatives throughout a career that includes roles at Citi, where responsibilities included monitoring trade practices to ensure client interests. Francis holds a background in Business Administration from Fairleigh Dickinson University.
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Hennion & Walsh
Hennion & Walsh was founded in 1990 with a single goal in mind: to become the nation’s premier provider of investment services and advocate for individual investors. As such, our disciplined, personalized approach has helped thousands of individuals grow and protect their investments. Hennion & Walsh’s heritage is being one of the nation’s leading independent specialists in municipal bonds for individual investors, but we offer a full suite of equity and fixed-income products and services including wealth management.