Michael Agrifolio

Michael Agrifolio is an Associate at Horvath & Tremblay. Michael was previously an Assistant Vice President, Business Risk Management at Morgan Stanley from July 2019 to May 2021. In this role, they were responsible for supporting Traditional Investment Products and Global Investment Office, creating policies and procedures for supported products, identifying risks and aligning appropriate and effective controls, creating the RCSA to present to Head of Wealth Management Risk, and assisting in the coordination with internal and external auditors, compliance and central RCSA testing teams to ensure that the business is adequately prepared for all reviews. Michael also tracked the status of open issues identified by internal and external audit, compliance, central RCSA testing teams, and worked with each action owner to identify the best resolutions to remediate controls or mitigate risk. In addition, they contributed to the planning and performance of internal reviews, procedures and controls residing within various product and business areas to ensure that controls are adequate designs, are operating effectively and are prepared for all audits, compliance exams and regulatory inquiries. Michael assisted on projects, Audits, and Compliance Exams within Traditional Investment Products and Global Investment Office.

Michael Agrifolio holds a BS in Finance from the Alfred Lerner College of Business & Economics at the University of Delaware.