Hom Whe Tan

Hom Whe Tan has a diverse range of work experience in the financial industry. They currently work as the Vice President of Compliance at iCapital Network since 2022. Prior to this role, they held positions at various prestigious companies. At Cohen & Steers, they served as the Director of Portfolio Compliance from 2018 to 2021 and as the Associate Director of Portfolio Compliance from 2018 to 2019. At Invesco US, they worked as a Senior Compliance Officer in 2017. They also had experience at Deutsche Bank as an Associate in Compliance Guideline Monitoring from 2014 to 2015, and at Allianz Global Investors as a Senior Operations Analyst from 2011 to 2013 and as a Mutual Fund Operations Analyst from 2010 to 2011. Finally, they worked at BNY Mellon as an Operations Specialist from 2007 to 2011 and as a Brokerage Financial Specialist from 2005 to 2007.

Hom Whe Tan attended Binghamton University from 2001 to 2005, where they earned a Bachelor of Science (BS) degree in Financial Economics. In addition to their degree, they also hold certifications in Series 24, Series 63, and Series 7 from FINRA. However, the month and year of obtaining these certifications are not provided.