Michael Verni has extensive experience in compliance within the financial industry. Michael has held roles such as Manager, Compliance at IG Wealth Management, Compliance Professional at a professional firm, Business Conduct Compliance Examiner at IIROC, and Senior Branch Administrator at CIBC Wood Gundy. Additionally, Michael has worked as a Business Risk Leader and Regulatory Support Officer at CIBC. Michael also served as a Program Coordinator and Financial Advisor. Michael's responsibilities have included reviewing trades, conducting regulatory compliance audits, assessing documentation and processes, and advising staff on regulatory and compliance issues.
July, 2019 - present