Cathy Schafer

Cathy Schafer has extensive work experience in the financial industry. Cathy started their career in 1992 as a Supervisor at California Federal Bank. In 1994, they moved on to Great Western Financial Securities where they held the position of Vice President Sales. Cathy then joined Invest Financial Corporation in 1992 as Vice President Sales until 1994. Following this, they worked at the Financial Industry Regulatory Authority (FINRA) as a Senior Compliance Examiner from 1995 to 2000. Finally, they joined Imperial Capital, LLC in 2000 as Senior Vice President, Compliance, where they continue to work.

Cathy Schafer earned a Bachelor of Science (B.S.) degree in Finance, General from California State University, Northridge, which they attended from 1988 to 1993. In 2001, they completed Phase 1 of the Certified Regulatory and Compliance Professional (CRCP) from The Wharton School - FINRA Institute for Professional Development, specializing in Broker-Dealer Compliance, which they finished in 2002.