Lucia Hurtado

Lucia Hurtado has a diverse work experience in the financial industry. Lucia worked at Imperial Capital, LLC from 2018 to the present, starting as a Manager of Compliance and Operations and later being promoted to Assistant Vice President in the same department. Prior to that, they worked at National Planning Corporation (NPC) from 2009 to 2018, where they held various roles in Trading and Brokerage Services, including Manager and Supervisor positions. Lucia also served as a Compliance Associate during their time at NPC.

Lucia Hurtado attended UCLA from 2005 to 2009, where they earned a Bachelor of Arts (BA) degree in Economics/Political Science. In addition to their degree, Lucia has obtained certifications in the field of finance. These certifications include the Series 24 - General Securities Principal, Series 53 - FINRA (Financial Industry Regulatory Authority), Series 66 - Uniform Combined State Law, and Series 7 - General Securities Representative. Further information regarding the dates of these certifications is not provided.