A. Brad Busscher

Brad Busscher is Chief Administrative Officer, General Counsel and Corporate Secretary of Incapital and is responsible for overseeing the legal, compliance and technology departments. He is also a member of the Incapital Executive Committee.

Prior to joining Incapital in 2009, Mr. Busscher served as General Counsel and Corporate Secretary of Mesirow Financial, where he was a member of the Executive Committee, supported a diverse group of operating entities engaged in brokerage, asset management, insurance, private equity and hedge fund of funds activities and participated in several material acquisitions by the firm. Before that, he held senior level positions at Van Kampen Investments - a unit of Morgan Stanley, and Kemper Securities / EVEREN Securities, Inc. / First Union Corporation (n/k/a Wells Fargo Advisors). He also served as a Branch Chief of Enforcement of the U.S. Securities and Exchange Commission (SEC) and began his career in private practice in Miami, Florida.

Mr. Busscher holds a BA from Cornell University, a JD from the University of Miami and an MBA in Finance and Accounting from the University of Chicago Booth Graduate School of Business. He recently completed his term as a Director of the National Society of Compliance Professionals, published a chapter in a securities treatise (“Corporate Transactions: The Role of Compliance”), and is a frequent speaker on securities regulatory issues.