Helen Lumpuy

Head of Regulatory Affairs at Insigneo Financial Group

Helen Lumpuy is the Senior Compliance Officer of Insigneo Securities, LLC. She has been with Insigneo and its predecessor organizations since 1996 starting in Operations and moving into the Compliance department in 2004. Helen oversees all regulatory and AML-related activity safeguarding that Insigneo is compliant with all FINRA and SEC regulations. Helen received a Bachelor of Arts in Business Administration from Rutgers University in 1982.

Org chart

Teams

+13

Leadership Team

16 members

Timeline

  • Head of Regulatory Affairs

    Current role

  • Senior Compliance Officer, Insigneo Securities

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