Hannah D'Aloia

Registered Compliance Principal at Interactive Brokers

Hannah D'Aloia, CAMS, has a solid work experience history. Hannah currently holds the position of Registered Compliance Principal at Interactive Brokers since March 2021. Prior to this, they worked at Thrivent from February 2019 to March 2021 as a Senior Compliance and Marketing Specialist. Hannah also gained valuable experience at Raymond James, where they served as a Resolution Analyst from May 2018 to February 2019, and as an Advertising Supervision and Compliance Advisor from July 2017 to May 2018. Their career started at Charles Schwab in August 2015, where they worked as a Relationship Specialist until July 2017.

Hannah D'Aloia, CAMS, holds a Bachelor's degree from the University of Central Florida, which they obtained between 2011 and 2015. Hannah has also obtained additional certifications, including the Certified Anti-Money Laundering Specialist (CAMLS) from ACAMS in 2021, as well as various securities-related certifications from FINRA between 2016 and 2018.

Links

Previous companies

Raymond James Financial logo
Thrivent logo
Charles Schwab logo

Timeline

  • Registered Compliance Principal

    March, 2021 - present