Oliver Rodwell MCISI

Compliance Director (SMF3, 16, 17) at InvestEngine

Oliver Rodwell MCISI has a strong background in compliance and risk management. Oliver'smost recent position was as a Compliance Director at InvestEngine, where they were responsible for managing legal, compliance, talent acquisition, and HR. Oliver also sat on the board and investment committee. Prior to that, Oliver worked as the Head of Compliance at Plum Fintech and as the Chief Risk and Compliance Officer at CBH Compagnie Bancaire Helvétique SA. Oliver has also held positions at Dolfin, BDO, Cordium (now part of ACA Compliance Group), and London Compliance Solutions, where they gained experience in compliance consulting and advisory roles. Overall, Oliver has a wealth of knowledge and expertise in the compliance field.

Oliver Rodwell MCISI completed their education history as follows:

- In 2003 to 2010, Oliver attended Rickmansworth Grammar School, although no specific degree or field of study was mentioned.

- From 2010 to 2013, they pursued a Bachelor of Laws (LLB) degree at Nottingham Trent University, focusing on Banking, Corporate, Finance, and Securities Law.

- In 2018, Oliver obtained a diploma in Regulation and Compliance from The Chartered Institute for Securities & Investment (The CISI).

In addition to their formal education, Oliver has also obtained a number of certifications from The Chartered Institute for Securities & Investment (The CISI), including Regulation and Compliance, CISI Investment Operations Certificate level 1, Combating Financial Crime Level 3, and UK Regulation and Professional Integrity Level 4. The specific months and years when these certifications were obtained are not provided in the available information.

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Timeline

  • Compliance Director (SMF3, 16, 17)

    January, 2021 - present