Kathy Malone

Kathy Malone is a Senior MD and Head of Broker Dealer Compliance at IQ-EQ. Prior to this, they were a Managing Director at Duff & Phelps from January 2016 to December 2018, Partner at Greyline from January 2019 to May 2022, and Managing Director at CounselWorks LLC from August 2012 to January 2016. Kathy began their career as a Staff Accountant at the U.S. Securities and Exchange Commission from July 2005 to June 2012, before moving to the Financial Industry Regulatory Authority (FINRA) as a Compliance Examiner from November 2002 to July 2005.

Kathy Malone's educational career consists of a Bachelor of Science in Finance from Villanova University and a JD from Seton Hall University School of Law.

Kathy Malone works with Rebecca Brown - Head, Legal, UK & Ireland, Chip Martin - President, Private Wealth, and Ad de Beer - Group General Counsel. Kathy Malone reports to Mark Pesco, Group CEO.