Kurt W Lofgren

Chief Compliance Officer at J.W. Cole Financial, Inc.

Kurt W Lofgren has extensive experience in compliance and regulatory roles in the financial services industry. Kurt W has held positions such as Chief Compliance Officer and Senior Vice President in various reputable companies like J.W. Cole Financial, Inc., Freeman Mathis & Gary, LLP, LPL Financial, Ameriprise Financial Services, Inc., and Northwestern Mutual. With a background in both history and economics, as well as a Doctor of Law degree in Corporate & Securities, Kurt W Lofgren possesses the expertise needed to effectively develop compliance programs, supervise financial advisors, and manage regulatory issues.

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Previous companies

LPL Financial logo
Northwestern Mutual logo

Timeline

  • Chief Compliance Officer

    2020 - present

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