Kurt W Lofgren

Chief Compliance Officer at J.W. Cole Financial, Inc.

Kurt W Lofgren has extensive experience in compliance and regulatory roles in the financial services industry. Kurt W has held positions such as Chief Compliance Officer and Senior Vice President in various reputable companies like J.W. Cole Financial, Inc., Freeman Mathis & Gary, LLP, LPL Financial, Ameriprise Financial Services, Inc., and Northwestern Mutual. With a background in both history and economics, as well as a Doctor of Law degree in Corporate & Securities, Kurt W Lofgren possesses the expertise needed to effectively develop compliance programs, supervise financial advisors, and manage regulatory issues.

Location

St. Paul, United States

Links

Previous companies


Org chart


Teams


Offices


J.W. Cole Financial, Inc.

Our Mission Statement - J. W. Cole’s existence is solely dependent on its partner Advisors. When they succeed, we succeed. Our mission is to help our partners build great businesses. About J.W. Cole Financial, Inc. J.W. Cole Financial, Inc., Member FINRA /SIPC is a full service independent broker/dealer offering a wide array of general securities, investment products, and insurance services. With Financial Advisors throughout the U.S., our main objective is to provide them with the best products and services available in the financial services industry so that they can successfully service their clients'​ needs. Whether it is the relationship between the home office and the Financial Advisor or the Financial Advisor and the client, listening and comprehending the needs of those that work with us is key for the continued growth of J.W. Cole.


Employees

51-200

Links