Janney Montgomery Scott LLC
Sean J. Vincent is a seasoned compliance professional with extensive experience in the financial services industry. Currently serving as Compliance Manager at Janney Montgomery Scott LLC since April 2019, Sean previously held the same title at Vanguard from October 2016 to March 2019, and worked for Janney Montgomery Scott LLC from May 2006 to September 2016 as AVP Marketing Oversight, focusing on ensuring compliance for retail client communications and marketing materials. Earlier in the career, Sean worked at Nationwide Financial from 2001 to 2006 as a Sales Communications Compliance Consultant, where responsibilities included conducting branch office inspections and leading the transition of financial advisors to a new technology platform.
Janney Montgomery Scott LLC
Janney Montgomery Scott LLC is a leading financial services firm dedicated to putting client needs first. We are committed to providing individuals, families, businesses, and institutions with tailored financial advice to help reach their personal or business goals. We focus on building strong relationships supported by a foundation of trust and performance. With a history of strength and stability, an ability to execute, and a culture of service and collaboration, we continue to deliver on our mission of offering the highest standard of success in financial relationships. Janney is an independently-operated subsidiary of The Penn Mutual Life Insurance Company and is a member of the Financial Industry Regulatory Authority (FINRA) and Securities Investor Protection Corporation (SIPC).