Research and Compliance

The Research and Compliance team at Janney Montgomery Scott LLC plays a critical role in ensuring that the firm's financial products and services align with regulatory standards while providing in-depth market analysis and insights. This team is responsible for conducting thorough research to guide investment strategies, ensuring compliance with industry regulations, and supporting wealth management and advisory services. By maintaining high standards of research integrity and regulatory adherence, the team helps clients make informed financial decisions while safeguarding the firm's reputation and operational integrity.