Mike Alsoraimi

Chief Compliance Officer at Kingswood U.S.

Mike Alsoraimi has an extensive background in compliance and finance, working in various roles such as Chief Compliance Officer, Compliance Analyst, Financial Advisor, and Equity Trader. He has experience in sales management and general management as well. Mike holds a Juris Doctor degree in Law obtained from WSLS | Western Sierra Law School and completed his undergraduate studies at the University of Michigan.

Location

San Diego, United States

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Kingswood U.S.

Kingswood Group U.S. is a leading wealth management and investment banking firm, providing a wide spectrum of services to ensure success for its clients. With a team of over 300 advisors, the firm manages $14 billion in assets globally across the U.S. and U.K. In investment banking, Kingswood provides corporate advisory and capital markets access for the middle market, providing tailored solutions for complex transactions and situations. The full range of services offered establishes Kingswood Group U.S. as a leader in financial services, underpinned by a commitment to trust, innovation, and excellence. Securities offered through Kingswood Capital Partners, LLC Member FINRA/SIPC