Kingswood Group U.S. is a leading wealth management and investment banking firm, providing a wide spectrum of services to ensure success for its clients. With a team of over 300 advisors, the firm manages $14 billion in assets globally across the U.S. and U.K. In investment banking, Kingswood provides corporate advisory and capital markets access for the middle market, providing tailored solutions for complex transactions and situations. The full range of services offered establishes Kingswood Group U.S. as a leader in financial services, underpinned by a commitment to trust, innovation, and excellence.

Securities offered through Kingswood Capital Partners, LLC Member FINRA/SIPC

Banking

Investment Management

Kingswood U.S.

Michael Nessim

Matthew Nielsen

Eduard Kazatsky

Kevin J. Ernst

Brian Herman

Ryan Sabet

Mike Alsoraimi

Jeremy Wilder

Douglas Blake

Ariel I.

Jaime Golden

The Legal and Compliance Team at Kingswood U.S. ensures the firm adheres to all legal and regulatory requirements within the financial sector. Led by the Chief Legal Counsel and Chief Compliance Officer, with support from the Compliance Analyst, the team navigates complex regulations, mitigates risk, addresses legal issues, and develops internal policies to maintain ethical standards and protect the firm's integrity. Their work is vital in sustaining client trust and facilitating smooth operations across wealth management and investment banking activities.

Legal and Compliance Team

Leadership Team

Financial Advisory Team

Investment Banking Team

Legal and Compliance Team

About

Team members

Other teams at Kingswood U.S.

Leadership Team

Financial Advisory Team

Investment Banking Team