LifeMark Securities Corp.
Vincent Micciche has extensive work experience in the financial industry. Vincent served as the Chief Executive Officer, Chief Compliance Officer, and FINOP at LifeMark Securities Corp, a nationally registered broker/dealer and SEC registered RIA. Throughout their tenure at LifeMark, they exhibited integrity, leadership, and a strong commitment to service. In this role, they provided a range of products and services to independent financial advisors and was recognized as an industry leader and expert in sales practices and regulatory matters.
In 2002, Micciche joined Insurance & Securities Regulatory Consulting ISRC LLC as an Insurance and Securities Expert/Consultant. Vincent has provided consultative services regarding securities and insurance matters to various clients, including claimants, respondents, law firms, financial institutions, and regulators. Over the years, they have been involved in over 500 cases and has testified extensively as an expert in State and Federal courts and FINRA arbitrations.
Vincent Micciche CRCP GFS(tm) has attended Alfred State College - SUNY College of Technology and Rochester Institute of Technology, although specific degree names and fields of study are not provided. In addition to their education, they have obtained certifications as a Global Financial Steward from The Leadership Center in 2012 and as a Certified Regulatory and Compliance Professional from the Financial Industry Regulatory Authority (FINRA) in 2002.
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LifeMark Securities Corp.
Integrity, leadership and service are the hallmarks of LifeMark’s philosophy and business model. Founded in 1983, LifeMark is a nationally registered broker/dealer and SEC registered RIA, providing a “best in class” array of products and services to independent financial advisors, while maintaining the flexibility to rapidly adapt to changes within the marketplace and regulatory environments. Beyond common rhetoric, LifeMark’s ethos places the interests of its public customers first while supporting its financial advisors in remarkable ways day-to-day. Examples of this unique corporate ethos can be seen throughout its 30 year history. Notably, in 2008 LifeMark became the first broker/dealer to eliminate its Pre-Dispute Arbitration Agreement as a prerequisite to opening an account with the firm. Again, in 2013, LifeMark became the first broker/dealer to implement firm-wide training on the new GFS® (Global Financial Steward) curriculum which fully integrates the subjects of fiduciary responsibility, leadership and stewardship. Such developmental training helps financial advisors to broaden and deepen the relationships they have with clients. LifeMark pursues affiliation with advisors who embrace the same core values and wish to partner with like-minded professionals. LifeMark’s founders have combined experience in the industry of over 90 years and are nationally recognized industry leaders and experts who regularly lecture, opine, and consult on sales practices, industry standards and regulatory matters. Ethos- noun \ˈē-ˌthäs\ the distinguishing character, sentiment, moral nature, or guiding beliefs of a person, group, or institution LifeMark's Ethos can be found at http://lifemark.com/WhyLifeMark/LifeMarkEthos.aspx Member FINRA www.finra.org Member SIPC www.sipc.org