Rachael Stephens

Senior Compliance Associate at Lincoln Investment Planning

Rachael Stephens has diverse work experience in the financial services industry. Rachael started their career at Gleim Publications as an Editorial Project Coordinator in 2002. Rachael then joined The Legend Group in 2004, initially working as a Compliance Administrator for insurance licensing and securities registration. Rachael was later promoted to Assistant Compliance Officer. In 2006, Rachael joined FINRA as an Associate Principal Investigator. Rachael then returned to The Legend Group as a Compliance Specialist in 2008. In 2013, Rachael became self-employed as a Financial Services Compliance Consultant and Freelance Editor. Rachael most recently worked at Lincoln Investment as a Senior Compliance Associate starting in May 2019.

Rachael Stephens attended the University of Florida from 2001 to 2003, where they obtained a Bachelor of Science degree in Journalism.

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Timeline

  • Senior Compliance Associate

    May, 2019 - present