Jeanne Rockman

Ms. Rockman serves as the Chief Compliance Officer of Livingston Securities. Prior to joining Livingston Securities, she served as the Chief Compliance Officer of Schottenfeld Group, a proprietary trading and institutional sales broker-dealer in New York City. From 2002 to 2005 Ms. Rockman served as the Chief Compliance Officer for Puglisi & Co. Ms. Rockman has been engaged in the securities industry for over twenty years and has primarily been affiliated with small and mid-size firms with wide ranging business lines in the compliance and operations specialties. Ms. Rockman is the managing partner of Regulatory Consulting Services, LLC. a firm specializing in business management and compliance related consulting services to the financial industry.