Brooke Regan

Brooke Regan has over 14 years of experience in compliance and client service roles. Their most recent position was as the Director of Compliance at LMCG Investments, LLC starting in 2023. Prior to that, they worked as a VP, Compliance Officer at Mellon from 2018 to 2023. Brooke also served as an AVP, Compliance Officer and Client Service Associate at Standish Mellon Asset Management Company from 2013 to 2018. Brooke began their career at Rampart Investment Management in 2007, where they worked as a Senior Client Service Associate/Compliance Officer, Compliance Associate, and Client Service Associate.

Brooke Regan pursued their undergraduate studies from 2004 to 2007 at Bentley University, where they obtained a Bachelor of Science degree. Their major was in Finance, with a minor in law. Prior to their time at Bentley University, they attended Bryant University for a year, focusing on Finance. Additionally, in September 2012, they obtained certification as an Investment Advisor Certified Compliance Person (IACCP) from the National Regulatory Services (NRS) institution.