Kyle D. Curran

Vice President, Assistant Trading Compliance Manager at Loomis Sayles

Kyle D. Curran has over 14 years of work experience in the finance industry. Currently, they are a Vice President, Assistant Trading Compliance Manager at Loomis, Sayles & Company since August 2023. In this role, they work closely with the Trading Compliance Director and CCO to ensure compliance with policies and procedures, specializing in trader oversight, trade error resolution, inside information handling, client certifications, regulatory requirements, and internal audits.

Prior to their current role, Kyle held the position of Vice President, Senior Trading Compliance Specialist at Loomis, Sayles & Company from March 2017. Kyle D. was responsible for identifying trading-related risk areas and integrating risk-mitigating trading compliance controls and monitoring requirements into business processes. Additionally, they supported the Trading Compliance group's oversight through reviewing trade surveillance reports and preparing regulatory filings.

Before joining Loomis, Sayles & Company, Kyle worked at BNY Mellon for 5 years. Kyle D. was a Senior Surveillance Analyst from April 2013 to November 2014, leading the CRD compliance alert monitoring team for multiple business lines globally. Kyle D. also served as a Jr. Surveillance Analyst from June 2010 to April 2013, providing compliance oversight on the fixed income trading floor and managing client's investments. Prior to that, they started their career at BNY Mellon as a Portfolio Accountant.

Kyle began their career in the finance industry at State Street Bank as a Mass Mutual Group Associate I from September 2007 to April 2009.

Overall, Kyle D. Curran has a strong background in trading compliance, risk mitigation, regulatory filings, and client asset management in the finance industry.

Kyle D. Curran obtained an MBA in Asset Management from the Boston College Carroll School of Management between 2009 and 2012. Prior to that, from 2003 to 2007, they pursued their Bachelor of Science in Business Administration with a double major in Business Management and International Business at Suffolk University - Sawyer Business School.

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Timeline

  • Vice President, Assistant Trading Compliance Manager

    August, 2023 - present

  • Vice President Senior Trading Compliance Specialist

    March, 2017

  • Trading Compliance Specialist

    November, 2014