Corinne H.

Corinne H. has extensive legal expertise in regulatory compliance, customer complaint management, and risk assessment, currently serving as Vice President and Associate General Counsel at LPL Financial since April 2017. Responsibilities include overseeing regulatory reporting of customer complaints, advising on legal matters impacting multiple functions, and managing a team of legal professionals. Corinne H. has previously held positions at Scottrade, Inc., where regulatory relationships were developed, and at the State of Missouri Secretary of State Office, focusing on enforcement actions. With a JD from The University of Tulsa College of Law and a BS/BA in Business Administration from Columbia College, Corinne H. has accumulated a diverse range of experiences in the legal field since starting at Floyd Law Firm, PC in 2001.