Dan Proctor

VP, Compliance, Legal and Risk

Dan Proctor is currently the Vice President of Compliance, Legal and Risk at LPL Financial, a position they have held since 2018. Prior to this, Dan served in various roles including Compliance Analyst, Senior Compliance Analyst, and OSJ Branch Supervisor at CUSO Financial Services, LP from 2010 to 2014. They earned a Bachelor's degree in Economics and History from the University of California, San Diego, where they studied from 2003 to 2007.

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San Diego County, United States

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