John O'Neill

Chief Compliance Officer at LPL Financial

John O'Neill is an experienced executive in the financial services industry, currently serving as EVP, Head of Service and Supervision at LPL Financial. With a background in compliance, risk management, and operations, John has held various leadership roles within the company and other financial institutions. John is an innovative leader who focuses on driving exceptional service experiences, implementing compliance solutions, and managing strategic operations to achieve key outcomes. With a Bachelor of Arts degree in Political Science from Boston College and a Doctor of Law degree from Rutgers University, John brings a strong educational background to their role as an executive in the financial industry.

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Charlotte, United States

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LPL Financial

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LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker/dealer. LPL serves independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices.


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1,001-5,000

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