LPL Financial
Reuben Clarke IV, CISA, serves as Assistant Vice President of Technology Risk at LPL Financial, specializing in risk governance and reporting as well as technology assurance liaison and controls since December 2020. Prior experience includes roles such as Cyber Security Senior Risk Analyst at Ally, responsible for identifying and escalating IT risks, and various positions at LPL Financial from 2016 to 2020, where responsibilities included IT audit support and controls management. Reuben began a career in IT auditing at KPMG and Kearney & Company, focusing on information security controls and NIST methodology. Reuben holds a Bachelor of Science degree in Accounting and Information Systems from Virginia Tech.
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LPL Financial
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LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker/dealer. LPL serves independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices.